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Home
About
The Why
Executive Team
Mastermind Group
Seismic Shift Book Summary
Seismic Shift Book
Seismic Shift White Paper
Schedule Call/Meeting
News
Newsletters
Seismic Shift Newsletter
Press Releases
Contact
ChFOA
The ChFOA Program
ChFOA Summary
ChFOA Online Curriculum
ChFOA Application
Advisory Board
Editorial Board
Education Committee
Faculty
Expert Sourcing Firms
Seismic Shift Newsletter
Student Portal
Designee Portal
Knowledge Hub
MFO Platform
Engineering Strategies
Knowledge Center
Conferences
September Wealth Engineering Conference
Expert Sourcing
Wealth Advisory
Podcasts
Wealth Engineering News
The New Rules of Record Keeper Selection
October 23, 2026
Study data show advocacy scores alone do not secure new plans; specialists, hybrids and wealth advisors each need distinct record keeper support to grow their practices efficiently.
SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, Deepfakes
October 23, 2026
The SEC's exam division plans to probe how firms govern AI use, from deepfake threats to vendor risk, while also prioritizing illiquid products and Reg S-P readiness.
Lido CEO Signals Openness to International Expansion
October 23, 2026
Lido Advisors CEO Ken Stern outlined his firm’s growth ambitions at RIA Edge Orange County.
Raymond James Recruits $700M Advisor Team from Truist
October 23, 2026
The Southwest Florida team joins Raymond James’ Financial Institutions Division through Pinnacle Financial Partners’ investment program.
The ADV Debate Is Solving the Wrong Problem
October 23, 2026
The filing was never the point. Building a great business is.
Deals & Moves: Commonwealth Breakaway Kintra Lures Team from LPL
October 23, 2026
In other moves, Modern Wealth adds a former LPL team overseeing $330M, Captrust snags Sanctuary team in its own backyard, The AmeriFlex Group adds 17 advisors in Q3, and a $576M Stifel team jumps to Osaic.
Truist Names New Wealth Co-Heads in Leadership Shakeup
October 23, 2026
Jeff Dunn and Bryan Cram will lead Truist Wealth on an interim basis as Shimna Sameer shifts to consumer banking chief.
Who Wears the Cost?
October 23, 2026
Platform fees for API access and AI agent calls keep landing on advisors' desks, whereas industry history illustrates that openness benefits everyone without hurting profit margins.
WealthStack Roundup: Syntax Integrates With Schwab's iRebal to Streamline Direct Indexing
October 23, 2026
In addition, news from next-generation CRM provider FinTurk, Zocks and LPL, and Masttro appoints a COO.
New Options Emerge for Providing Liquidity to Evergreen Fund Market
October 22, 2026
If an evergreen fund goes into proration, an investor’s options for cashing out are limited. But an auction for evergreen shares might now be one of them.
